Panoramix wins Wealthies award for SEC audit tool

Panoramix won the Business Support Systems category at the 2026 Wealth Management Industry Awards in New York for its One Click SEC Audit Survival Solution. The award spotlights a tool that helps financial advisors prepare audit requests faster, as Panoramix says early users rated the feature highly.

Why it matters: - The win puts Panoramix’s SEC audit automation tool in front of a major industry audience focused on advisor workflow efficiency. - The award recognizes technology that can reduce time spent on audit preparation, a recurring compliance task for financial advisors. - Panoramix also earned its third Wealthies win and its 10th consecutive year as a finalist, signaling continued traction in the advisor technology market.

What happened: - Panoramix won the Business Support Systems category at the 2026 Wealth Management Industry Awards, known as the Wealthies. - The gala took place earlier this month in New York. - Panoramix won for its One Click SEC Audit Survival Solution. - The company said the tool is designed to simplify SEC audit preparation for financial advisors.

The details: - Panoramix introduced the SEC Audit automation tool in December 2025. - The tool extracts data elements from a standard SEC audit initial request and organizes them in the required format. - Advisors select a month and year, then generate the requested spreadsheet with one click. - Joe Lucking, Panoramix director of operations, said early user feedback has been strong. - Lucking said 93% of early users who rated the feature gave it five out of five. - Chris Hastings, Panoramix CEO, said the company built the feature by listening to advisors describe work that is unnecessarily difficult. - Panoramix was also named a 2026 finalist for FacetAI Integrated AI Agents in the Artificial Intelligence > Workflow Automation category. - The Wealthies are in their 12th year. - Winners are selected using quantitative measures including scope, scale, adoption and feature set, plus qualitative measures such as innovation, creativity and user experience. - The 2026 awards drew a record 1,392 nominations from 508 unique companies. - Finalists came from 315 companies across 107 categories. - David Armstrong, head of editorial operations at Wealth Management Group, said the judges evaluate usefulness, innovation, scope and impact rather than the company behind each initiative. - A full list of winners and finalists is available at the 2026 Wealth Management Industry Awards list.

Between the lines: - The award underscores how advisor software vendors are competing on practical workflow automation, not just broad platform features. - Panoramix is positioning compliance support as part of its broader portfolio management offering, which can help deepen relationships with existing advisor clients. - The record nomination count suggests the Wealthies remain a high-visibility benchmark for vendor credibility in the wealth management space.

What's next: - Panoramix is likely to use the award to promote the SEC Audit tool and its broader platform to RIAs and financial advisors. - The company’s finalist status for FacetAI Integrated AI Agents indicates more recognition opportunities ahead in workflow automation. - Wealth Management will continue highlighting winners and finalists from the 2026 awards program.